Knowing the various MSRB rules is vital to passing the Series 7 exam. You do not need to know each rule number but you do need to know how the rules will be applied on the series 7 top off exam.


0:00 intro
01:24 G-16 Compliance Exams
01:55 G-17 Fair Dealing
03:11 G-18 Best Execution
04:45 G-19 Recommendations
05:53 G-20 Gifts
07:52 G-21 Advertising
08:18 G-22 Control relationships
09:50 G-23 Advisor and Underwriter
10:47 G-24 Fiduciary Obligations in regard to Issuers
11:34 G-25 Improper Use of Assets

If you are looking for a Series 7 top off tutor please visit
www.capadvantagetutoring.com
If you are looking for materials you can get a 15% discount on STC materials by using this link
Securities Training Corporation--
[ Ссылка ]
If you are looking for an out of this world supplement go to:
[ Ссылка ]

Kindle unlimited has some free resources for members
[ Ссылка ]
Some more Series 7 top off material (used)
[ Ссылка ]

Series 7 for Dummies--[ Ссылка ]
Series 7 for Dummies Questions -- [ Ссылка ]
Series 6 questions-- [ Ссылка ]
Series 6 book by Wiley -- [ Ссылка ]

Michael Lewis ( love his take on finance )
Liars poker [ Ссылка ]
Flash Boys [ Ссылка ]
Money Culture [ Ссылка ]
PANIC!! [ Ссылка ]
Ray Dalio
Big Debt Crisis [ Ссылка ]
1980s Insider Trading Scandal ( I read this 2 or 3 times ) it’s NOT the movie ha-ha
[ Ссылка ]

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