PANEL DISCUSSION: THE ROLE OF REGTECH IN COMMUNICATIONS MONITORING

• What tools and technologies can be used for monitoring the customers and employee’s activity to prevent financial misconduct?
• What are the challenges of running communications surveillance systems?
• What changes have there been on financial communication systems due to MiFID II?

Paul Clulow Phillips, Managing Director – Co-Global Head of Markets compliance, Global Head of Surveillance at Société Générale
Justin Nathan, Chief Technical Surveillance Officer, Credit Suisse
Bronwyn Boyle, Compliance Program Consulting, Theta Lake
Chair: Elaine Clements, Former Global Head of Compliance, JPMorgan Asset Management

свернуть