CFP Board has developed case studies to provide practical guidance to CFP® professionals and their firms on the new Code of Ethics and Standards of Conduct (“Code and Standards”). Each case study presents a hypothetical factual circumstance and then asks a question about a CFP® professional’s duty in that circumstance under the Code and Standards. This video explores when financial advices requires financial planning.
Find additional case studies and other guidance resources at www.CFP.net/compliance.
