Amy Mertz Brown is a seasoned compliance training and monitoring professional, currently holding the position of SVP Chief Compliance and Privacy Officer at BeCU.
She has a rich background in leadership positions within regulatory compliance, including roles at the US Securities and Exchange Commission and the Consumer Financial Protection Bureau.
Brown believes in the fundamental importance of compliance training, emphasizing the need for detailed work instructions and employee education on how to identify non-compliance within their specific job tasks.
She also stresses the significance of consistent monitoring and testing activities, particularly in the financial services industry.
Her philosophy is shaped by her extensive career working closely with financial institutions, bankers, and legal professionals, as well as her strategic approach to professional growth and development.
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