Nigel Sydenham, Head of GRC Training for CCL Academy in the UK provides a preview of the Introduction to FCA Regulation Course.
This course is designed for anyone who requires an introduction to the regulatory environment for UK financial services firms, as well as those who require training on the FCA’s Conduct Rules.
This course covers:
- The Regulatory Structure
- FCA Objectives and Role
- Authorisation and Approval
- SM&CR & the Conduct Rules
- Supervision
- Enforcement
- Financial Crime
All of our training courses are now available via live video tutorial - perfect for remote working. Log in from anywhere to join a live training session with one of our expert trainers and have access to an ‘on demand’ recording for six months after the event.
