The new U.S. Department of Labor (DOL) Fiduciary Rule is perhaps the most significant development impacting service providers to the retirement markets since the enactment of the Employee Retirement Income Security Act (ERISA) in 1974. Undoubtedly, litigation under the new rule will follow and the broker-dealers and investment advisors should be prepared to face those challenges. In this Bottom Line videocast, Sutherland attorneys Olga Greenberg and Wilson G. Barmeyer discuss these impacts and the likely litigation theories that plaintiffs will pursue in this space.

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