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Course Overview

In this course we will explore the changes to MiFIR reporting post Brexit. Which are the main challenges for FCA regulated firms?

Accurate and complete MiFIR Transaction Reporting is essential to enable National Competent Authorities (NCA’s) to meet their statutory objectives of maintaining market confidence and reducing financial crime. The primary purpose of transaction reports is to detect and investigate suspected market abuse, insider trading and market manipulation. MiFIR Transaction Reporting widened the scope of financial instruments and extended reporting responsibilities to firms previously excluded from the regime.

Learning Objectives

This webinar will review the different reporting requirements and identify challenges for implementation, including:

Clarifying the differences between the various MiFID II Regulatory Reporting Regimes and EMIR Trade Reporting;

Develop a greater understanding of the importance of Transaction Reporting;

Explore what is changing with MiFIR Transaction Reporting including approach, field analysis and scenarios;

Identify scenarios of market abuse and the importance of Transaction Reporting to the prevention of financial crime; and

Understanding regulatory outcomes and practical implications for Transaction Reporting Oversight, including an illustration of good and bad practice.

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