The SIE exam tests your knowledge, comprehension and grasp of the securities industry. The exam covers several topics, including: Financial rules and regulations, debt securities, equity securities, options, retirement accounts and much more. In this video I explore some helpful tips and insights that you can use to pass and proceed onward with your investing and financial career/journey.
Helpful SIE practice test provided by FINRA 👇
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DISCLAIMER: I am not a financial advisor. These videos are for educational purposes only. Investing of any kind involves risk. Your investments are solely your responsibility and we do not provide personalized investment advice. It is crucial that you conduct your own research. I am merely sharing my opinion with no guarantee of gains or losses on investments. Please consult your financial or tax professional prior to making an investment.
