This webinar will assist registrants in completing the 2024 Risk Assessment Questionnaire (RAQ). We will:
• highlight the key changes to the RAQ including: (1) the new filing process through the OSC’s Electronic Filing Portal, (2) how to create an account, and (3) navigating the RAQ,
• discuss the pre-population of certain information previously provided by firms,
• answer frequently asked questions, and
• walkthrough areas of the RAQ which may have been challenging for registrants in the past.
The RAQ is used to gather information about the business operations, practices and procedures of firms registered with the OSC.
